Job Posting Details

Wealth Compliance Specialist, Synergy Credit Union

Location:Lloydminster, Saskatchewan
Posting Date:March 8, 2019
Closing Date:until filled
Competition:Competition #191601
Employment Type:Full-time

Do you have a need to assist, develop, and support others? Are you brave enough to act on the opportunities you see for improvement? Would you describe yourself as constantly seeking new ways of doing things? Have a big appetite for learning?

If this sounds like a fit for you, our Wealth team wants to hear from you.

As the Wealth Compliance Specialist, you will:

  • Provide compliance reviews, site reviews and general market conduct reviews of all advisors assigned to you
  • Build and implement compliance procedures
  • Ensure proper monitoring and compliance with legislated national, provincial and corporate policies and procedures
  • Facilitate compliance training and consulting for advisors; which includes wealth management sites
  • Have superb accuracy with documentation, with a talent for brevity
  • Be flexible to meet changing needs and handle deadlines
  • Have strong organization skills and communication savvy to keep us on track
  • Enjoy solving problems and flexing your analytical skills


  • A related degree with a minimum of 2-5 years of registration as a salesperson (MFDA or IIROC), trading partner, director or Compliance Officer
  • Equivalencies in education and experience are acceptable
  • You are licensed to sell mutual funds and have a significant experience within the mutual funds industry and working knowledge of legislative and regulatory framework.
  • Completion of the Branch Compliance Officer’s course (BCO) is our preference, or be completed within three months of starting this role.
  • Successfully completed the Investment Funds in Canada (IFC) or Canadian Securities Course (CSC)
  • Experience using Univeris and NaviPlan is an asset
  • Experience using Excel, Word, and Outlook is necessary

About Us:

We are an ambitious Credit Union, the fourth largest Credit Union in Saskatchewan, with over $1.7 billion in on- and off-balance sheet assets, serving more than 28,000 members and 220 employees. In addition to Wealth, we provide core banking services through our traditional branch network, the Canada-wide ‘ding-free’ AccuLink ATM network, MemberDirect® online banking, mobile web and app banking, SMS texting, as well as through calling our Member Contact Centre.

We also have a deep dedication to our communities and value volunteerism. Our team routinely volunteers between 10 000 and 12 000 hours each year.

Recently named a Top Employer in Saskatchewan, for the second consecutive year, we offer an excellent work experience. Our culture is a priority.

The Community:

Lloydminster is located on the provincial border between Alberta & Saskatchewan – two provinces, one city. Approximately two and a half hours between Edmonton and Saskatoon, Lloydminster has good access to major cities and a variety of recreational options – with many nearby lakes, ski hills, parks, golf courses, theatre, sports facilities, and the list goes on. In addition there is a local college and lots of amenities (shopping and events). For more information visit and

To Apply: Submit your cover letter and resume before the end of day on March 24th, 2019, to: Please quote competition # 191601 in your submission.

We thank you for your interest, however, only those under consideration will be contacted. If you are the successful for this role, you will undergo a bonding process that includes a criminal record check and credit check.

Synergy is committed to being an equal opportunity employer.

Get to know us. Go to or find us on social media.