Job Posting Details

Compliance Officer/Support Analyst, New Community Credit Union

Location:Saskatoon, Saskatchewan
Posting Date:September 20, 2019
Closing Date:until filled
Web Site:www.newcommunitycu.com
Employment Type:Full-time

Compliance Officer/Support Analyst

New Community Credit Union is looking for a seasoned professional to support our day to day compliance regime, manage increasingly complex rules & regulations and who will develop & implement effective compliance activities in order to mitigate risk.

The Job

The successful candidate will have extensive experience in the credit union system or financial sector providing leadership and proficiencies with regulatory compliance, risk and Anti-Money Laundering requirements along with support to the loan department.

The Candidate

Reporting to the Office Manager, this position will have broad based accountabilities and exposures including:

  • Provide proactive and timely communication of regulatory compliance, AML/Anti-Terrorist Financing and privacy training materials for all staff;

  • Working knowledge of Verafin to ensure all necessary reporting is being provided to FINTRAC within the appropriate timelines;

  • Responsible for executing the compliance risk-based monitoring to ensure effective controls are in place for business processes and initiatives;

  • Review transactions and identify activities that suggest potential money laundering or other suspicious activity;

  • Making appropriate oral and written reports regarding the program, including quarterly/annually reports to the board;

  • Conduct periodic checks to ensure account opening documentation is being thoroughly completed;

  • Conduct and oversee annual reviews of compliance policies and procedures pursuant to regulatory guidelines/requirements;

  • Assist with the investigation, processing and defense of privacy breaches, fraud incidents and/or other non-compliance events;

  • Attends to various other duties and projects, as needed;

Reporting to the Lending Supervisor, this position provides support to the lending team

  • Experience with all aspects of loan administration including search/registration with PPSA/ISC.

  • Familiarity with loan documentation would be an asset as this position is responsible for providing the final check on newly funded loans/mortgages.

  • Excellent computer skills with a proficiency in Microsoft Word, Outlook, and advanced knowledge of Excel.

Skills

  • Working knowledge of the RFS360 banking system would be an asset

  • Strong communication, interpersonal, research and organizational skills; with an ability to prioritize and work effectively & efficiently while completing multiple tasks.

  • Excellent understanding of regulatory trends and issues relating to regulatory compliance, AML and privacy.

  • Must be reliable and able to work accurately with minimal supervision on routine tasks that require completion to strict deadlines.

  • IT experience in regards to desktop and program support would be an asset

    Please include in your cover letter examples of how you meet the qualifications for this position. 

    If you are a strong team player looking for an exciting and rewarding opportunity, we invite you to submit your resume in confidence, by Monday, September 30th, 2019 to Careers@NewCommunity.cu.sk.ca

    While we thank all applicants for their interest, only those under consideration will be contacted.